As Compliance Manager you will be responsible for providing regulatory compliance services to our banking clients. Our services include: administering client compliance programs, assessing compliance risk, performing compliance monitoring and testing, providing compliance training, drafting policies and procedures, interpreting compliance laws and regulations for our clients, providing guidance for efficient implementation of law and regulation changes to bank business processes, and performing compliance audits.
Specific duties and responsibilities include:
• Directing the compliance function for our firm’s banking and credit union clients; • Performing analysis of compliance programs to evaluate the effectiveness of targeted consumer compliance reviews, website reviews, fair lending analysis, CRA evaluations, and BSA / AML testing;
• Evaluate Compliance Risk Assessment methodology;
• Review of process flows, compliance monitoring programs and documentation standards;
• Interfacing with all levels of client management as well as regulatory bodies;
• Production of clear and concise management reports to include program enhancements and recommendations;
• Participate in audit committee/client meetings and make presentations to Senior Management and;
• Develop and deliver regulatory compliance training.
Qualifications include:
• Minimum of ten years of professional compliance experience in the banking industry preferably holding a CRCM/CAMS designation;
• Ability to interpret and disseminate the impact and requirements of new laws and regulations;
• Bachelor’s degree in Business Administration or related field or equivalent education or experience;
• Strong verbal, written, interpersonal, and public speaking skills and;
• Strong working knowledge of Microsoft PC software and applications.
