| 1. |
Compliance Manager
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Catholic Health Partners - Cincinnati , OH
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| | Corporate Responsibility Officers (CROs) as needed... compliance.
• Works collaboratively with regional Corporate Responsibility Officers (CROs), PACE Officers... |
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| 2. |
The Woodlands - Compliance Specialist
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Woodforest National Bank - The Woodlands , TX
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| | and the Compliance Committee
Develop and conduct training and training materials on compliance related... Assist the Compliance Officer as needed with... |
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| 3. |
Controller
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Weltman, Weinberg & Reis Co. - Brooklyn Hts , OH
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| | to the Chief Financial Officer and assist with the... related to budgeting, accounting, purchasing, tax compliance/planning, cash management, and record keeping... |
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| 4. |
Data Compliance Coordinator
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Energy Curtailment Specialist - Buffalo , NY
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| | Compliance Coordinator must be able to manage projects in multiple markets, with different market rules and regulations, simultaneously. The Data Compliance... |
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| 5. |
Consulting - Senior Associate - Bank Regulatory Compliance Job
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McGladrey - Schaumburg , IL
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| | of bank regulatory compliance work experience in all... as a regulatory compliance officer, or auditor, or with a regulatory agency
- Bank regulatory compliance... |
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| 6. |
Consumer Compliance Officer
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LC Consultants - Miami , FL
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| | Our client is seeking an experienced Consumer Compliance Officer to join their team! Excellent opportunity... experience Consumer Compliance dealing directly with... |
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| 7. |
Compliance Liaison- Chicago, IL
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WellCare - Chicago , IL
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| | Chief Compliance Officer for compliance activities at... person for the Chief Compliance Officer for compliance activities at the applicable Plan. The Compliance... |
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| 8. |
Clinical Nurse Educator
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Yampa Valley Medical Center - Steamboat Springs , CO
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| | with the Chief Nursing Officer and Staff Development... Maintains regulatory compliance
• Collects data to document regulatory compliance
• Collaborates with... |
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| 9. |
Vice President and Controller
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ICMA-RC - Washington , DC
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| | and ensure compliance with applicable state and... statements.
• Partner with the Chief Financial Officer and other members of ICMA-RC’s management team on... |
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| 10. |
Assistant General Counsel / Compliance Advisory
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Compliance Search Group - New York , NY
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| | General Counsel/ Compliance Advisory - Fixed Income... you will be the primary Compliance Officer providing regulatory and compliance advice to several key... |
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| 11. |
Goldman Sachs Private Wealth Management Compliance Associate
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Goldman Sachs & Co. - Miami , FL
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| | of the Regional Compliance Officer within PWM is to... join a team of 3 Compliance Officers and will report to the Regional Compliance Officer in Miami.
Primary... |
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| 12. |
Senior Compliance Officer
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Execu | Search - Manhattan , NY
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| | As the Senior Compliance Officer, you will be... risks
Assisting with compliance testing throughout the year and working with compliance professionals and... |
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| 13. |
Vice President, Regulatory Compliance Manager
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Execu | Search - Jersey City , NJ
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| | Compliance Officer with ad-hoc projects and initiatives as required
Required Skills
5+ years related experience
Sell side compliance
SEC and NASD compliance... |
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| 14. |
Trading Compliance Associate
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Execu | Search - Manhattan , NY
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| | Compliance Associate, you will be responsible for:
Working alongside the company’s chief compliance officer in designing and developing effective compliance... |
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| 15. |
Compliance Associate
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Execu | Search - Manhattan , NY
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| | is also the Chief Compliance Officer ("CCO") and will... with the firm’s external compliance consultants and law firms on compliance and regulatory matters... |
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| 16. |
Physician Contract Officer Full Time Days
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Barnabas Health - Livingston , NJ
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| | management and the Compliance Department.
This position reports to the Chief Operating Officer and the System Senior Vice President, Compliance.
Requirements... |
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| 17. |
Director of Program Quality
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Playworks - Oakland , CA
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| | at the local level with National oversight and compliance
Establish and implement metrics for measuring... Work with Chief Program Officer to create budget for... |
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| 18. |
Legal Counsel & Chief Compliance Officer
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Financial Services Company - New York , NY
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| | Legal Counsel & Chief Compliance Officer
Proprietary... firm as their Legal Counsel and Chief Compliance Officer.
Our client is a registered Broker Dealer (PHLX... |
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| 19. |
Senior AML Compliance Officer - OFAC Investigations
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Financial Services Company - New York , NY
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| | AML Compliance Officer– OFAC Investigations for any of the following locations:
New York / Chicago / Delaware
Description:
• The OFAC Senior Compliance Officer... |
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| 20. |
Compliance Generalist
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Leading Hedge Fund - New York , NY
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| | York Seeks Compliance Generalist
The compliance role will report to the Chief Compliance Officer and have... testing to ensure compliance with Compliance Manual... |
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