| 1. |
The Woodlands - Compliance Specialist
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Woodforest National Bank - The Woodlands , TX
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| | and the Compliance Committee
Develop and conduct training and training materials on compliance related... Assist the Compliance Officer as needed with... |
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| 2. |
Compliance Director, Mortgage Banking Testing (J5333) BG1
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BarkerGilmore - Columbus , OH
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| | & Compliance Practice group. The Head of Compliance... testing compliance officers
Create, in conjunction with the business and other Compliance officers, an... |
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| 3. |
Controller
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Weltman, Weinberg & Reis Co. - Brooklyn Hts , OH
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| | to the Chief Financial Officer and assist with the... related to budgeting, accounting, purchasing, tax compliance/planning, cash management, and record keeping... |
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| 4. |
Data Compliance Coordinator
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Energy Curtailment Specialist - Buffalo , NY
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| | Compliance Coordinator must be able to manage projects in multiple markets, with different market rules and regulations, simultaneously. The Data Compliance... |
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| 5. |
Consulting - Senior Associate - Bank Regulatory Compliance Job
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McGladrey - Schaumburg , IL
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| | of bank regulatory compliance work experience in all... as a regulatory compliance officer, or auditor, or with a regulatory agency
- Bank regulatory compliance... |
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| 6. |
Consumer Compliance Officer
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LC Consultants - Miami , FL
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| | Our client is seeking an experienced Consumer Compliance Officer to join their team! Excellent opportunity... experience Consumer Compliance dealing directly with... |
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| 7. |
Compliance Analyst
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Prudential - Newark , NJ
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| | Compliance Plan as well as the local chief compliance officers by testing the effectiveness of compliance... compliance and legal officers, the compliance testing... |
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| 8. |
Vice President and Controller
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ICMA-RC - Washington , DC
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| | and ensure compliance with applicable state and... statements.
• Partner with the Chief Financial Officer and other members of ICMA-RC’s management team on... |
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| 9. |
Assistant General Counsel / Compliance Advisory
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Compliance Search Group - New York , NY
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| | General Counsel/ Compliance Advisory - Fixed Income... you will be the primary Compliance Officer providing regulatory and compliance advice to several key... |
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| 10. |
Compliance Director, Regulatory Exams (J5331) BG1
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BarkerGilmore - Iselin , NJ
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| | to the Chief Compliance Officer. This company is... for Corporate Counsel, General Counsel, Compliance Officer, and Board of Directors to industry leading... |
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| 11. |
Goldman Sachs Private Wealth Management Compliance Associate
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Goldman Sachs & Co. - Miami , FL
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| | of the Regional Compliance Officer within PWM is to... join a team of 3 Compliance Officers and will report to the Regional Compliance Officer in Miami.
Primary... |
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| 12. |
CLINICAL OPERATIONS DIRECTOR - ADVANCED CLINICAL PRACTICE
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Duke University - Durham , NC
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| | regulatory and compliance requirements.
Ensure the... and leadership development retreats to ensure compliance with established practices and regulatory... |
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| 13. |
Physician Contract Officer Full Time Days
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| |
Barnabas Health - Livingston , NJ
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| | management and the Compliance Department.
This position reports to the Chief Operating Officer and the System Senior Vice President, Compliance.
Requirements... |
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| 14. |
Legal Counsel & Chief Compliance Officer
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Financial Services Company - New York , NY
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| | Legal Counsel & Chief Compliance Officer
Proprietary... firm as their Legal Counsel and Chief Compliance Officer.
Our client is a registered Broker Dealer (PHLX... |
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| 15. |
Senior AML Compliance Officer - OFAC Investigations
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Financial Services Company - New York , NY
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| | AML Compliance Officer– OFAC Investigations for any of the following locations:
New York / Chicago / Delaware
Description:
• The OFAC Senior Compliance Officer... |
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| 16. |
Compliance Generalist
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| |
Leading Hedge Fund - New York , NY
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| | York Seeks Compliance Generalist
The compliance role will report to the Chief Compliance Officer and have... testing to ensure compliance with Compliance Manual... |
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| 17. |
Gifts & Entertainment Compliance
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Financial Services Company - New York , NY
|
| | firm is seeking a compliance officer who will report to the head of Gifts & Entertainment Compliance. As... Experience in a compliance role at a global... |
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| 18. |
Senior Compliance Officer
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MacPherson Group - New York , NY
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| | company operates in compliance with applicable SEC... and deliver necessary compliance related training, and reinforce compliance-related communications... |
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| 19. |
Hedge Fund - Compliance Officer
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Financial Services Company - New York , NY
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| | Alternatives Advisory Compliance Officer.
Work will involve all aspects of compliance support for a... on regulatory and compliance requirements and... |
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| 20. |
Compliance Officer- OFAC
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Financial Services Company - New York , NY
|
| | bank seeks an OFAC Compliance Officer who will manage... the Chief Sanctions Officer with respect to any weaknesses to the sanctions compliance program functions... |
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