| 1. |
Compliance Officer
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Unknown - New York , NY
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| | Our client, a global financial institution is seeking a Compliance Officer to join its growing team. The incumbent will be responsible for managing the branch's ... |
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| 2. |
Chief Compliance Officer
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Compliance Search Group - New York , NY
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| | Chief Compliance Officer – Boutique Capital Markets Division of Global Bank New York A boutique institutional sales and trading division of an international bank... |
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| 3. |
Chief Compliance Officer-JJ
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Lucas Group - New York , NY
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| | Chief Compliance Officer International hedge fund seeks a Chief Compliance Officer in their New York location. CCO will be providing day-to-day... |
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| 4. |
Futures Compliance Officer
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Compliance Search Group - New York , NY
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| | Top-Tier institutional investment bank seeks a Senior Futures Compliance Officer . The Futures Compliance Officer will be responsible for the management... |
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| 5. |
Senior Compliance Officer
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Michael Page International - New York , NY
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| | ...Job description : Global Financial Services Firm is looking for a senior level compliance officer to cover the broker-dealer/capital markets compliance for... |
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| 6. |
Bank Regulatory Compliance Officer in
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Compliance Search Group - New York , NY
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| | Bank Regulatory Compliance Officer in New York This position is responsible for Compliance coverage of the firm’s departments across all Divisions on Bank... |
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| 7. |
Compliance Officer - Surveillance
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Michael Page International - New York , NY
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| | ...in a related field, 5-8 years of experience and a strong interest in compliance . The compliance officer will also have excellent communication, writing... |
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| 8. |
Senior Advisory Compliance Officer
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Financial Services Company - New York , NY
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| | ...Job description : Top tier Investment bank is looking to add a senior level Advisory Compliance Officer . The Compliance Officer should have 5-10 years of... |
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| 9. |
Fixed Income Compliance Officer
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Michael Page International - New York , NY
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| | ...: Leading Broker-Dealer/Investment Bank is looking to add a mid-senior level fixed income compliance officer . The role is within a rapidly growing and dynamic... |
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| 10. |
Private Bank Compliance Officer in
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Compliance Search Group - New York , NY
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| | Private Bank Compliance officer in New York Provide Compliance and advisory support to the Wealth Management Services Group. Provide daily support of the... |
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| 11. |
High-Net-Worth Branch Compliance Officer
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Compliance Search Group - New York , NY
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| | High-Net-Worth Branch Compliance Officer – Investment Bank New York A branch office of a global investment bank engaged in serving high-net-worth clients seeks a... |
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| 12. |
Rating Agency Compliance Officer in
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Compliance Search Group - New York , NY
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| | Rating Agency Compliance Officer in New York Well known rating services company seeks a Compliance Officer . The Compliance Officer will be... |
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| 13. |
Compliance Officer
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First National Bank of Grant Park - Grant Park , IL
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| | The Compliance Officer is responsible for developing, implementing and administering all aspects of the Bank's Compliance Management Program. This position... |
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| 14. |
Bank Holding Compliance Officer
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Leading Investment Firm - New York , NY
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| | ...Responsibilities: As a major contributor to a dynamic team the Bank Holding Compliance Officer will directly advise senior management in effectively managing the... |
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| 15. |
Compliance Officer
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Leading Provider of Independent Investment Research - Chicago , IL
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| | Responsibilities: The company seeks a motivated Compliance Officer who`s looking to apply analytical skills in a dynamic, forward-thinking environment. This role... |
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| 16. |
Regulatory Compliance Officer
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Michael Page International - New York , NY
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| | ...the company : Our client is a leading top tier Financial Services Institution. Compliance is seen as a strategic partner with the business. Job description :... |
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| 17. |
Junior Compliance Officer
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Abacus Federal Savings Bank - New York , NY
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| | ...Queens, Brooklyn, NJ and Philadelphia. Compliance staff person Will assist existing compliance officer in all aspects of compliance with banking... |
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| 18. |
Deputy Compliance Officer
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Lucas Group - Smyrna , GA
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| | Corporation seeking a mid to senior level attorney to handle regulatory compliance in the life science industry. Candidates should have 5 - 15 years of experience... |
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| 19. |
VP Level Hedge Fund Compliance Officer
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Compliance Search Group - New York , NY
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| | ...firm is currently not registered with the SEC and will register shortly. The Compliance Officer will work with in-house attorneys and outside counsel to register... |
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| 20. |
Bank Holding Compliance Officer - VP
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Compliance Search Group - New York , NY
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| | The Bank Holding Compliance Officer will directly advise senior management in effectively managing the safety and soundness issues faced by the firm. With the... |
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